J.p. Morgan Securities Llc

LEI ZBUT11V806EZRVTWT807

Bear, Stearns & Co. Inc.

J.P. Morgan Securities Inc.

Legal Address [en]

C/O THE CORPORATION TRUST COMPANY
CORPORATION TRUST CENTER 1209 ORANGE ST
WILMINGTON US-DE US 19801

Headquarters Address [en]

383 Madison Avenue
New York US-NY US 10179

External Public Records

NCAGE Code	5YJV3 J.P. MORGAN SECURITIES LLC
NCAGE Code	7PP30 J.P. MORGAN SECURITIES LLC!DBA BEAR STEARNS
CAGE Code	5YJV3 J.P. MORGAN SECURITIES LLC ]
CAGE Code	7PP30 J.P. MORGAN SECURITIES LLC BEAR STEARNS ]

LEI Registration Details

L E I

ZBUT11V806EZRVTWT807

Legal Name

J.P. MORGAN SECURITIES LLC

Other Name 1

Bear, Stearns & Co. Inc.

Other Name 1 Type

PREVIOUS_LEGAL_NAME

Other Name 2

J.P. Morgan Securities Inc.

Other Name 2 Type

PREVIOUS_LEGAL_NAME

Authority Authority I D

RA000602

Authority Authority I D

2068672

Legal Jurisdiction

US-DE

Legal Form Legal Form Code

HZEH

Status

ACTIVE

Initial Date

2012-06-06 11:52:00

Last Update Date

2022-02-24 21:32:00

Status

ISSUED

Next Renewal Date

2022-12-28 12:13:00

Managing L O U

EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]

Validation Sources

FULLY_CORROBORATED

Validation Authority Validation Authority I D

RA000602

Validation Authority Validation Authority I D

2068672

Subsidiaries and Parent Companies

Parent / Holding Companies

Subsidiaries

J.P. MORGAN PRIME INC.

Relationship Details

Business Entity Relationship

Active

J.p. Morgan Prime Inc. is directly consolidated by J.p. Morgan Securities Llc

Relationship Start Node Node I D

549300PM7NK3Z8KR6913 [J.P. MORGAN PRIME INC.]

Relationship End Node Node I D

ZBUT11V806EZRVTWT807 [J.P. MORGAN SECURITIES LLC]

Relationship Relationship Type

Is Directly Consolidated By

Relationship Relationship Status

Active

Registration Initial Registration Date

2018-09-17 10:31:00

Registration Last Update Date

2021-06-14 11:32:00

Registration Registration Status

Published

Registration Next Renewal Date

2022-04-05 14:59:00

Registration Managing L O U

EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]

Registration Validation Sources

Partially Corroborated

Registration Validation Documents

Supporting Documents

Registration Validation Reference

Verification Document [external site]

Relationship Period 1 Start Date

2019-12-31 19:00:00

Relationship Period 1 End Date

2020-12-30 19:00:00

Relationship Period 1 Period Type

Accounting Period

Relationship Period 2 Start Date

2018-09-10 20:00:00

Relationship Period 2 Period Type

Relationship Period

Relationship 1 Qualifier Dimension

Accounting Standard

Relationship 1 Qualifier Category

Us Gaap

Business Entity Relationship

Active

J.p. Morgan Securities Llc is directly consolidated by J.p. Morgan Broker-dealer Holdings Inc.

Relationship Start Node Node I D

ZBUT11V806EZRVTWT807 [J.P. MORGAN SECURITIES LLC]

Relationship End Node Node I D

54930069AMWJE53ZEK40 [J.P. MORGAN BROKER-DEALER HOLDINGS INC.]

Relationship Relationship Type

Is Directly Consolidated By

Relationship Relationship Status

Active

Registration Initial Registration Date

2012-06-06 11:52:00

Registration Last Update Date

2021-03-31 17:34:00

Registration Registration Status

Published

Registration Next Renewal Date

2022-01-07 18:19:00

Registration Managing L O U

EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]

Registration Validation Sources

Fully Corroborated

Registration Validation Documents

Accounts Filing

Registration Validation Reference

https://www.sec.gov/Archives/edgar/data/19617/000001961721000236/corp10k2020exhibit21.htm

Relationship Period 1 Start Date

2019-12-31 19:00:00

Relationship Period 1 End Date

2020-12-30 19:00:00

Relationship Period 1 Period Type

Accounting Period

Relationship Period 2 Start Date

2019-02-03 19:00:00

Relationship Period 2 Period Type

Relationship Period

Relationship Period 3 Start Date

2019-12-31 19:00:00

Relationship Period 3 End Date

2020-12-30 19:00:00

Relationship Period 3 Period Type

Document Filing Period

Relationship 1 Qualifier Dimension

Accounting Standard

Relationship 1 Qualifier Category

Us Gaap

Business Entity Relationship

Active

J.p. Morgan Securities Llc is ultimately consolidated by Jpmorgan Chase & Co.

Relationship Start Node Node I D

ZBUT11V806EZRVTWT807 [J.P. MORGAN SECURITIES LLC]

Relationship End Node Node I D

8I5DZWZKVSZI1NUHU748 [JPMORGAN CHASE & CO.]

Relationship Relationship Type

Is Ultimately Consolidated By

Relationship Relationship Status

Active

Registration Initial Registration Date

2012-06-06 11:52:00

Registration Last Update Date

2021-03-02 10:34:00

Registration Registration Status

Published

Registration Next Renewal Date

2022-01-07 18:19:00

Registration Managing L O U

EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]

Registration Validation Sources

Fully Corroborated

Registration Validation Documents

Accounts Filing

Registration Validation Reference

https://www.sec.gov/ix?doc=/Archives/edgar/data/19617/000001961721000236/jpm-20201231.htm

Relationship Period 1 Start Date

2019-12-31 19:00:00

Relationship Period 1 End Date

2020-12-30 19:00:00

Relationship Period 1 Period Type

Accounting Period

Relationship Period 2 Start Date

2019-02-03 19:00:00

Relationship Period 2 Period Type

Relationship Period

Relationship Period 3 Start Date

2019-12-31 19:00:00

Relationship Period 3 End Date

2020-12-30 19:00:00

Relationship Period 3 Period Type

Document Filing Period

Relationship 1 Qualifier Dimension

Accounting Standard

Relationship 1 Qualifier Category

Us Gaap

Banking Codes

BIC / SWIFT Codes Assigned (3)

BIC:

BEARUS33XXX

BIC:

JPMRUS31XXX

BIC:

JPMSUS3XXXX